SFC Licences of TSANG Kwok Leung Duncan 曾國良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 23 August 2016 | 20 November 2017 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 16 January 2012 | 21 August 2013 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 04 September 2009 | 01 July 2010 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 04 September 2009 | 01 July 2010 |
MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 1 | 08 May 2006 | 28 November 2007 |
MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 4 | 28 October 2005 | 28 November 2007 |