SFC Licences of LIU Kin Wah, David 廖建華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 May 2007 | 25 April 2009 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 21 October 2005 | 04 April 2007 |