SFC Licences of PEREIRA Kevin Edmond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 1 | 06 October 2014 | 28 August 2015 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 16 September 2014 | 28 August 2015 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 16 September 2014 | 06 October 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 13 January 2011 | 09 July 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 27 September 2010 | 09 July 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 27 September 2010 | 13 January 2011 |
T.F.S. Derivatives HK Limited | RO | 1 | 03 August 2009 | 31 August 2010 |
T.F.S. Derivatives HK Limited | RE | 1 | 15 June 2009 | 03 August 2009 |
Fox-Pitt, Kelton (Asia) Limited | RO | 1 | 17 April 2007 | 12 March 2009 |
Fox-Pitt, Kelton (Asia) Limited | RE | 1 | 27 July 2006 | 17 April 2007 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 08 November 2005 | 09 February 2006 |