SFC Licences of GARRE Venugopal

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 22 January 2024 26 January 2024
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 27 February 2023 03 March 2023
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 16 January 2020 16 January 2020
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 02 December 2019 06 December 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 10 July 2019 12 July 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 01 April 2019 03 April 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 07 November 2018 09 November 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 27 August 2018 29 August 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 05 March 2018 07 March 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 11 October 2017 13 October 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 29 August 2017 30 August 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 03 July 2017 07 July 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 06 April 2017 06 April 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 16 February 2017 17 February 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 06 January 2017 10 January 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 31 August 2016 02 September 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 27 June 2016 08 July 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 12 January 2012 21 January 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 15 September 2005 09 September 2011