SFC Licences of CHU Irene, Xiao Ling 朱曉玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 RE 9 25 August 2010 30 January 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 18 December 2008 13 August 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 14 May 2007 29 September 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 15 September 2005 17 March 2007