SFC Licences of CHU Irene, Xiao Ling 朱曉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RE | 9 | 25 August 2010 | 30 January 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 December 2008 | 13 August 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 May 2007 | 29 September 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 September 2005 | 17 March 2007 |