SFC Licences of HO Ting Hong, Kenny 何定康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 26 August 2008 09 June 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 07 August 2008 09 June 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 15 September 2005 13 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 15 September 2005 13 March 2008