SFC Licences of SABHERWAL Hemant

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 04 June 2018 21 June 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 04 June 2018 21 June 2022
Union Gaming Securities Asia Limited RE 6 03 October 2016 25 April 2018
Union Gaming Securities Asia Limited RE 1 03 October 2016 25 April 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 24 August 2009 28 April 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 August 2009 28 April 2011
Merrill Lynch Far East Limited RE 1 16 September 2005 23 January 2009
Merrill Lynch Far East Limited RE 6 16 September 2005 23 January 2009
Merrill Lynch Far East Limited RE 4 16 September 2005 23 January 2009
Merrill Lynch (Asia Pacific) Limited RE 6 16 September 2005 23 January 2009
Merrill Lynch (Asia Pacific) Limited RE 4 16 September 2005 23 January 2009
Merrill Lynch (Asia Pacific) Limited RE 1 16 September 2005 23 January 2009