SFC Licences of CHENG Ming-Kai 鄭名凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 02 July 2009 | 05 August 2013 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 21 August 2006 | 01 August 2011 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 September 2005 | 04 May 2006 |