SFC Licences of LIU Zheng 劉正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CVC Asia Pacific Limited | RE | 9 | 19 November 2007 | 11 April 2016 |
CVC Asia Pacific Limited | RE | 4 | 19 November 2007 | 11 April 2016 |
CVC Asia Pacific Limited | RE | 6 | 06 November 2007 | 11 April 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 September 2005 | 10 August 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 September 2005 | 10 August 2007 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 September 2005 | 10 August 2007 |