SFC Licences of LAU Ka Chun 劉家駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 9 | 01 March 2023 | |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 4 | 01 March 2023 | |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 1 | 01 March 2023 | |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RO | 9 | 25 May 2016 | 01 March 2023 |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RO | 4 | 05 December 2013 | 01 March 2023 |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 2 | 08 October 2013 | |
| Halcyon Securities Limited 鎧盛證劵有限公司 | RO | 1 | 28 January 2013 | 01 March 2023 |
| RaffAello Securities (HK) Limited | RO | 1 | 10 November 2011 | 14 April 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 28 January 2011 | 19 May 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 28 January 2011 | 19 May 2011 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RE | 1 | 29 October 2010 | 30 December 2010 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 21 December 2009 | 12 October 2010 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 20 September 2005 | 12 October 2010 |