SFC Licences of HO Ka Yin, Karen 何家賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 27 September 2013 | 03 March 2014 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 22 April 2010 | 03 March 2014 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 22 April 2010 | 03 March 2014 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 16 November 2006 | 19 April 2008 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 16 November 2006 | 19 April 2008 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 16 November 2006 | 19 April 2008 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 February 2006 | 22 October 2006 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 February 2006 | 22 October 2006 |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 17 February 2006 | 24 February 2006 |
| Funderstone Securities Limited | RE | 1 | 01 November 2005 | 11 January 2006 |
| Funderstone Futures Limited | RE | 2 | 01 November 2005 | 11 January 2006 |