SFC Licences of SUN Baron 孫葆崟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 20 April 2011 | 18 January 2014 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 20 April 2011 | 30 September 2011 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 23 September 2008 | 18 January 2014 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 12 June 2008 | 28 February 2013 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 25 May 2006 | 30 September 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 September 2005 | 19 January 2006 |