SFC Licences of AU Kwan Lok 歐君樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
One Heritage Capital Management Limited 太一資本管理有限公司	RE	9	08 February 2024	13 March 2024
One Heritage Capital Management Limited 太一資本管理有限公司	RE	4	08 February 2024	13 March 2024
One Heritage Capital Management Limited 太一資本管理有限公司	RO	9	12 May 2020	08 February 2024
One Heritage Capital Management Limited 太一資本管理有限公司	RO	4	12 May 2020	08 February 2024
Hao Tian International Futures Limited 昊天國際期貨有限公司	RE	2	23 March 2020	16 April 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RE	9	24 February 2020	16 April 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RE	4	24 February 2020	16 April 2020
Hao Tian International Securities Limited 昊天國際證券有限公司	RE	1	24 February 2020	16 April 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RO	4	16 September 2019	24 February 2020
Hao Tian International Securities Limited 昊天國際證券有限公司	RO	1	16 September 2019	24 February 2020
Hao Tian International Futures Limited 昊天國際期貨有限公司	RO	2	05 July 2019	23 March 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RO	9	05 July 2019	24 February 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RE	9	19 June 2019	05 July 2019
Avenue Family Office Limited 道信家族辦公室有限公司	RE	9	15 May 2017	01 June 2019
Avenue Family Office Limited 道信家族辦公室有限公司	RE	4	15 May 2017	01 June 2019
Avenue Family Office Limited 道信家族辦公室有限公司	RE	1	15 May 2017	01 June 2019
Avenue Asset Management Limited 道信資產管理有限公司	RE	9	05 October 2015	04 June 2019
Avenue Asset Management Limited 道信資產管理有限公司	RE	4	05 October 2015	04 June 2019
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	26 March 2009	01 October 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	26 August 2008	01 October 2015
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	29 November 2006	01 October 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	20 September 2005	01 October 2015