SFC Licences of CAO Bingchao 曹秉超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Xingtai Capital Management Limited 星泰投資管理有限公司 | RO | 9 | 08 October 2014 | |
| Xingtai Capital Management Limited 星泰投資管理有限公司 | RE | 9 | 12 September 2014 | 08 October 2014 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 19 October 2012 | 30 June 2014 |
| Point72 Hong Kong Limited | RE | 9 | 01 June 2009 | 03 October 2012 |
| Citadel Asia Limited | RE | 9 | 29 August 2008 | 09 March 2009 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 13 April 2007 | 08 August 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 September 2005 | 16 February 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 20 September 2005 | 16 February 2007 |