SFC Licences of ZHEN Ni 甄旎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 9 | 26 June 2017 | 27 May 2018 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 26 June 2017 | 27 May 2018 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 26 June 2017 | 27 May 2018 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 07 August 2014 | 15 October 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 23 November 2007 | 15 November 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 September 2005 | 18 September 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 20 September 2005 | 18 September 2007 |