SFC Licences of KIM So Yeon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 4 | 23 October 2019 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 1 | 23 October 2019 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 31 March 2017 | 23 October 2019 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 31 March 2017 | 23 October 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 14 June 2012 | 01 February 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 March 2010 | 01 February 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 23 June 2009 | 30 January 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 September 2005 | 20 March 2008 |