SFC Licences of SUEN Ching Yan 孫靖恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 17 December 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 3 12 July 2012 26 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 March 2009
BOCI Securities Limited 中銀國際證券有限公司 RE 1 25 March 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 4 20 February 2008 10 November 2011
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 24 October 2006 12 February 2008
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 31 October 2005 09 October 2006