SFC Licences of SUEN Ching Yan 孫靖恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 17 December 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 12 July 2012 | 26 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 24 March 2009 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 March 2008 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 February 2008 | 10 November 2011 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 24 October 2006 | 12 February 2008 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 31 October 2005 | 09 October 2006 |