SFC Licences of LAM Chui Wah 林翠嘩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 30 June 2011 | 23 March 2012 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 12 January 2011 | 23 March 2011 |
| Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 20 April 2010 | 11 May 2010 |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 20 April 2010 | 11 May 2010 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 January 2010 | 06 January 2010 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 20 September 2007 | 21 August 2008 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 26 September 2005 | 05 May 2007 |