SFC Licences of CHAN Joe Cho Lit 陳棗烈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 04 October 2013 | 01 January 2014 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 14 March 2011 | 01 January 2014 |
| Central Asset Investments and Management Holdings (HK) Limited 中環資產投資有限公司 | RE | 9 | 28 September 2005 | 09 September 2008 |