SFC Licences of BROWN Alan John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 11 April 2011 | 15 April 2011 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 24 August 2009 | 26 August 2009 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 25 November 2008 | 29 November 2008 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 14 May 2007 | 13 June 2007 |