SFC Licences of NIP Wai Lin 聶瑋蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 18 June 2009 | 28 April 2010 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 18 June 2009 | 30 December 2009 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 25 March 2008 | 10 June 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 January 2008 | 10 June 2009 |
Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 22 September 2005 | 23 January 2008 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 22 September 2005 | 23 January 2008 |