SFC Licences of LUO Zhenxia 羅振夏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 | RO | 2 | 11 February 2019 | 25 March 2020 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 | RO | 1 | 26 September 2017 | 22 November 2021 |
| Honor Asset Management Limited 匯恆資產管理有限公司 | RO | 9 | 15 February 2016 | 22 November 2022 |
| Honor Asset Management Limited 匯恆資產管理有限公司 | RO | 4 | 15 February 2016 | 22 November 2022 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 22 June 2015 | 28 November 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 13 May 2014 | 28 November 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 13 May 2014 | 28 November 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 12 November 2008 | 13 May 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 12 November 2008 | 13 May 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 22 September 2005 | 29 September 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 September 2005 | 29 September 2007 |