SFC Licences of LIM Marco Jun Kit 林俊傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MaiCapital Limited | RO | 4 | 09 January 2020 | |
| MaiCapital Limited | RO | 9 | 18 March 2019 | |
| MaiCapital Limited | RE | 4 | 21 February 2019 | 09 January 2020 |
| MaiCapital Limited | RE | 9 | 21 February 2019 | 18 March 2019 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 15 March 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 September 2012 | 15 March 2018 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 26 September 2012 | 10 October 2016 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 04 October 2005 | 07 April 2008 |