SFC Licences of CHU Charlene Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 09 April 2019 | |
| Autonomous Research Asia Limited 見地研究有限公司 | RO | 4 | 30 October 2014 | 31 March 2019 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 01 June 2011 | 14 January 2014 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 23 September 2005 | 30 December 2005 |