SFC Licences of LIEN Vincent Wai Sun 連維新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RO | 6 | 04 February 2020 | 26 February 2024 |
Merrill Lynch Far East Limited | RO | 4 | 04 February 2020 | 26 February 2024 |
Merrill Lynch Far East Limited | RO | 1 | 04 February 2020 | 26 February 2024 |
Merrill Lynch (Asia Pacific) Limited | RO | 6 | 04 February 2020 | |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 04 February 2020 | |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 04 February 2020 | |
Merrill Lynch Far East Limited | RE | 4 | 12 August 2019 | 04 February 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 August 2019 | 04 February 2020 |
Merrill Lynch Far East Limited | RE | 6 | 22 July 2019 | 04 February 2020 |
Merrill Lynch Far East Limited | RE | 1 | 22 July 2019 | 04 February 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 22 July 2019 | 04 February 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 July 2019 | 04 February 2020 |
Willis Towers Watson Securities (Hong Kong) Limited | RO | 6 | 26 April 2016 | 17 June 2019 |
Willis Towers Watson Securities (Hong Kong) Limited | RO | 1 | 26 April 2016 | 17 June 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 13 February 2016 |
Merrill Lynch Far East Limited | RE | 6 | 23 September 2005 | 06 October 2009 |
Merrill Lynch Far East Limited | RE | 4 | 23 September 2005 | 06 October 2009 |
Merrill Lynch Far East Limited | RE | 1 | 23 September 2005 | 06 October 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 23 September 2005 | 06 October 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 September 2005 | 06 October 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 September 2005 | 06 October 2009 |