SFC Licences of LIEN Vincent Wai Sun 連維新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RO 6 04 February 2020 26 February 2024
Merrill Lynch Far East Limited RO 4 04 February 2020 26 February 2024
Merrill Lynch Far East Limited RO 1 04 February 2020 26 February 2024
Merrill Lynch (Asia Pacific) Limited RO 6 04 February 2020
Merrill Lynch (Asia Pacific) Limited RO 4 04 February 2020
Merrill Lynch (Asia Pacific) Limited RO 1 04 February 2020
Merrill Lynch Far East Limited RE 4 12 August 2019 04 February 2020
Merrill Lynch (Asia Pacific) Limited RE 4 12 August 2019 04 February 2020
Merrill Lynch Far East Limited RE 6 22 July 2019 04 February 2020
Merrill Lynch Far East Limited RE 1 22 July 2019 04 February 2020
Merrill Lynch (Asia Pacific) Limited RE 6 22 July 2019 04 February 2020
Merrill Lynch (Asia Pacific) Limited RE 1 22 July 2019 04 February 2020
Willis Towers Watson Securities (Hong Kong) Limited RO 6 26 April 2016 17 June 2019
Willis Towers Watson Securities (Hong Kong) Limited RO 1 26 April 2016 17 June 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 05 March 2012 13 February 2016
Merrill Lynch Far East Limited RE 6 23 September 2005 06 October 2009
Merrill Lynch Far East Limited RE 4 23 September 2005 06 October 2009
Merrill Lynch Far East Limited RE 1 23 September 2005 06 October 2009
Merrill Lynch (Asia Pacific) Limited RE 6 23 September 2005 06 October 2009
Merrill Lynch (Asia Pacific) Limited RE 4 23 September 2005 06 October 2009
Merrill Lynch (Asia Pacific) Limited RE 1 23 September 2005 06 October 2009