SFC Licences of ZHAO Xin 趙昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oaklands Path Capital Management Limited 橡林資本管理有限公司 RO 9 11 June 2015
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 05 June 2013 28 February 2014
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 4 05 June 2013 28 February 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 05 June 2013 28 February 2014
Crosby Securities Limited 高誠證券有限公司 RE 4 19 March 2013 26 April 2013
Crosby Securities Limited 高誠證券有限公司 RE 1 19 March 2013 26 April 2013
CCB International Securities Limited 建銀國際證券有限公司 RE 1 28 July 2011 28 June 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 4 15 July 2010 28 June 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 28 August 2006 22 March 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 01 August 2006 22 March 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 23 September 2005 18 July 2006