SFC Licences of CHEN Zhong Wei 陳仲偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 9 17 December 2018
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 4 17 December 2018
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 1 17 December 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 25 September 2009 11 April 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 13 February 2009 14 September 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 10 November 2006 02 June 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 23 September 2005 19 October 2006