SFC Licences of CHEN Zhong Wei 陳仲偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 17 December 2018 | 10 February 2023 |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 17 December 2018 | 10 February 2023 |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 17 December 2018 | 10 February 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 25 September 2009 | 11 April 2012 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 13 February 2009 | 14 September 2009 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 10 November 2006 | 02 June 2007 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 23 September 2005 | 19 October 2006 |