SFC Licences of NG Sze Man 吳施敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 9 | 03 May 2021 | 30 December 2022 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 4 | 03 May 2021 | 30 December 2022 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 1 | 03 May 2021 | 30 December 2022 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 | RE | 9 | 15 April 2019 | 15 November 2019 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 15 May 2007 | 19 December 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 15 May 2007 | 19 December 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 May 2007 | 19 December 2009 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 2 | 09 March 2006 | 07 May 2007 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 09 March 2006 | 07 May 2007 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 27 September 2005 | 07 January 2006 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 27 September 2005 | 07 January 2006 |