SFC Licences of CHEUNG Kai Li, Carrie 張佳俐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 11 March 2015 | 02 September 2016 |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 11 March 2015 | 02 September 2016 |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 11 March 2015 | 02 September 2016 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 13 March 2009 | 04 November 2013 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 10 March 2009 | 04 November 2013 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 10 March 2009 | 04 November 2013 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 March 2009 | 04 November 2013 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 13 January 2006 | 10 October 2008 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 13 January 2006 | 10 October 2008 |