SFC Licences of TAI Benny
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 10 August 2007 | 21 May 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 10 August 2007 | 21 May 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 September 2005 | 25 November 2006 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 28 September 2005 | 25 November 2006 |