SFC Licences of LIU Angela Yang 劉洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 1 28 July 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 07 October 2021 28 July 2023
Deutsche Bank Aktiengesellschaft 1 11 November 2020
Morgan Stanley Hong Kong Securities Limited RE 2 16 May 2016 14 August 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 26 April 2010 05 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 28 September 2005 14 August 2019