SFC Licences of GUNTON Michael Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 15 June 2009 | 31 December 2009 |
| UBS Securities Asia Limited | RE | 2 | 28 September 2005 | 15 February 2006 |
| UBS Securities Asia Limited | RE | 1 | 28 September 2005 | 15 February 2006 |