SFC Licences of LIU Yang 劉揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 25 July 2018 | 10 February 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 July 2018 | 10 February 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 April 2007 | 17 March 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 23 April 2007 | 17 March 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 September 2005 | 14 March 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 28 September 2005 | 14 March 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 September 2005 | 14 March 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 28 September 2005 | 14 March 2007 |