SFC Licences of TSANG Tak Sing 曾德成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 09 July 2007 | 09 June 2008 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 December 2005 | 18 August 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 December 2005 | 18 August 2006 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 04 October 2005 | 17 November 2005 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 October 2005 | 17 November 2005 |