SFC Licences of MAK Cassandra Frances Wai Kwun 麥慧君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 July 2013 | 01 October 2013 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 23 August 2010 | 09 September 2011 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 23 August 2010 | 09 September 2011 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 23 April 2008 | 20 August 2008 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 April 2008 | 20 August 2008 |
UBS Securities Asia Limited | RE | 1 | 06 October 2005 | 23 February 2008 |