SFC Licences of ZHAO Luming 趙路明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 11 March 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 11 March 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 11 March 2021 | |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 October 2005 | 23 January 2006 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2005 | 23 January 2006 |