SFC Licences of NGAI Tak Shun 倪德順
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 05 January 2023 | |
| South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 15 December 2016 | 31 July 2022 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 15 December 2016 | 21 August 2019 |
| RE | 9 | 26 July 2016 | 15 December 2016 | |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 22 May 2012 | 31 July 2022 |
| RE | 4 | 22 May 2012 | 15 December 2016 | |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 30 April 2010 | 10 May 2012 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 20 July 2009 | 27 April 2010 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 28 November 2008 | 10 July 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 April 2007 | 10 July 2009 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 27 June 2006 | 31 March 2007 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 05 December 2005 | 17 June 2006 |