SFC Licences of LIU Chengen 劉成恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldhorse Capital Management (HK) Limited RO 4 21 October 2021
Goldhorse Capital Management (HK) Limited RO 1 21 October 2021
Goldhorse Capital Management (HK) Limited RE 9 07 December 2020 19 January 2022
Goldhorse Capital Management (HK) Limited RE 4 07 December 2020 21 October 2021
Goldhorse Capital Management (HK) Limited RE 1 07 December 2020 21 October 2021
EFG Bank AG 瑞士盈豐銀行股份有限公司 4 02 October 2019
EFG Bank AG 瑞士盈豐銀行股份有限公司 1 02 October 2019
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 10 June 2015 17 July 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 10 June 2015 17 July 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 10 June 2015 17 July 2017
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 21 August 2014 28 May 2015
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 21 August 2014 28 May 2015
ABCI Asset Management Limited 農銀國際資産管理有限公司 RE 4 09 December 2013 29 January 2014
ABCI Asset Management Limited 農銀國際資産管理有限公司 RE 9 14 November 2013 29 January 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 18 May 2007 28 September 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 13 October 2005 11 April 2007