SFC Licences of WANG Bo 王波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 RO 9 02 June 2021 09 February 2024
Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 RE 9 15 December 2020 02 June 2021
EMP Capital Limited 盈創資本有限公司 RE 9 15 December 2017 27 November 2020
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 24 October 2016 31 May 2017
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 4 24 October 2016 31 May 2017
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 26 January 2011 30 September 2011
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 05 August 2008 30 September 2011
Sino Capital Securities Limited 國順證券有限公司 RE 1 11 February 2008 26 January 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 14 March 2007 11 January 2008
Sino Capital Securities Limited 國順證券有限公司 RE 1 06 October 2005 31 December 2006