SFC Licences of WANG Bo 王波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 | RO | 9 | 02 June 2021 | 09 February 2024 |
Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 | RE | 9 | 15 December 2020 | 02 June 2021 |
EMP Capital Limited 盈創資本有限公司 | RE | 9 | 15 December 2017 | 27 November 2020 |
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 9 | 24 October 2016 | 31 May 2017 |
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 4 | 24 October 2016 | 31 May 2017 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 26 January 2011 | 30 September 2011 |
Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 05 August 2008 | 30 September 2011 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 11 February 2008 | 26 January 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 14 March 2007 | 11 January 2008 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 06 October 2005 | 31 December 2006 |