SFC Licences of KIM Do Yup
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 03 August 2012 | 20 April 2013 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 03 August 2012 | 20 April 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 12 October 2007 | 05 November 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 24 September 2007 | 05 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 13 October 2005 | 11 June 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 13 October 2005 | 11 June 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 13 October 2005 | 11 June 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 October 2005 | 11 June 2007 |