SFC Licences of NG Kok Ming 吳珏洺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 15 April 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 15 April 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 15 April 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 5 15 April 2015
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 4 19 February 2010 08 April 2011
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 06 October 2005 20 September 2008