SFC Licences of BAKER Brian Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 9 | 18 August 2021 | |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 | RE | 4 | 18 August 2021 | |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 9 | 17 May 2006 | 29 May 2015 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 4 | 17 May 2006 | 29 May 2015 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 1 | 17 May 2006 | 29 May 2015 |
| PIMCO Asia Pte Ltd | RO | 4 | 09 December 2005 | 17 May 2006 |
| PIMCO Asia Pte Ltd | RO | 1 | 09 December 2005 | 17 May 2006 |