SFC Licences of LIAN Lian 連漣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 24 September 2012 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 24 September 2012 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 24 September 2012 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 September 2006 | 13 July 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 11 September 2006 | 31 January 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 08 September 2006 | 13 July 2012 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 19 October 2005 | 13 August 2006 |