SFC Licences of KAPASI Mushtaq Asagar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 March 2007 | 19 February 2009 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 08 March 2007 | 19 February 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 17 October 2005 | 09 February 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 October 2005 | 09 February 2007 |