SFC Licences of WU Chun Wan, David 胡震寰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RO 5 30 March 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RO 2 30 March 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 30 March 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 30 March 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 04 March 2021 30 March 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 04 March 2021 30 March 2021
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 04 March 2021 30 March 2021
Valuable Capital Limited 華盛資本証券有限公司 RE 5 20 January 2021 31 January 2021
Valuable Capital Limited 華盛資本証券有限公司 RE 2 20 January 2021 31 January 2021
Valuable Capital Limited 華盛資本証券有限公司 RE 1 20 January 2021 31 January 2021
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 5 03 September 2019 15 November 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 2 03 September 2019 15 November 2020
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 1 03 September 2019 15 November 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 10 June 2019 03 September 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 10 June 2019 03 September 2019
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 12 April 2013 02 June 2019
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 12 April 2013 02 June 2019
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 10 August 2011 06 April 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 3 21 April 2011 29 July 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 2 31 May 2007 29 July 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 31 May 2007 29 July 2011
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 24 January 2006 26 May 2007
Cinda International Securities Limited 信達國際證券有限公司 RE 1 14 October 2005 26 May 2007
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 14 October 2005 26 May 2007