Licences of SFC licenceholder AMO735 YUAN Xiao Liang 袁曉喨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司
RE 1 24 August 2009 01 May 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司
RE 1 12 February 2009 16 May 2009
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4 14 November 2005 01 November 2006