SFC Licences of YUAN Xiao Liang 袁曉喨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 24 August 2009 01 May 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 24 August 2009 01 May 2013
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 12 February 2009 16 May 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 12 February 2009 16 May 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 14 November 2005 01 November 2006