SFC Licences of KATAYAMA Eiichi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch (Asia Pacific) Limited	RE	4	14 October 2015	16 October 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	14 October 2015	16 October 2015
Merrill Lynch (Asia Pacific) Limited	RE	4	15 April 2015	16 April 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	15 April 2015	16 April 2015
Merrill Lynch (Asia Pacific) Limited	RE	4	16 October 2014	17 October 2014
Merrill Lynch (Asia Pacific) Limited	RE	1	16 October 2014	17 October 2014
Merrill Lynch (Asia Pacific) Limited	RE	4	24 February 2014	28 February 2014
Merrill Lynch (Asia Pacific) Limited	RE	1	24 February 2014	28 February 2014
Merrill Lynch (Asia Pacific) Limited	RE	4	21 August 2013	21 August 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	21 August 2013	21 August 2013
Merrill Lynch (Asia Pacific) Limited	RE	4	19 February 2013	21 February 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	19 February 2013	21 February 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	28 May 2010	04 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	03 September 2009	03 September 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	21 May 2009	26 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	17 October 2005	18 October 2005