SFC Licences of RUMMUN Roshan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citadel Asia Limited | RE | 9 | 24 August 2023 | |
Citadel Asia Limited | RO | 9 | 07 December 2017 | 24 August 2023 |
Citadel Asia Limited | RE | 9 | 29 December 2011 | 07 December 2017 |
Citadel Asia Limited | RE | 9 | 05 July 2007 | 09 March 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 17 October 2005 | 16 June 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 17 October 2005 | 16 June 2007 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 17 October 2005 | 16 June 2007 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 17 October 2005 | 16 June 2007 |