SFC Licences of YUEN Yui Chi, Peter 阮叡智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jump Trading Hong Kong Limited | RO | 2 | 05 November 2021 | |
Jump Trading Hong Kong Limited | RO | 1 | 05 November 2021 | |
Merrill Lynch Far East Limited | RE | 2 | 07 September 2010 | 25 February 2014 |
Merrill Lynch Far East Limited | RE | 1 | 21 August 2009 | 25 February 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 August 2009 | 25 February 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 August 2009 | 07 September 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 25 June 2007 | 22 May 2009 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 June 2007 | 22 May 2009 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 18 October 2005 | 28 March 2007 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 October 2005 | 28 March 2007 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 18 October 2005 | 28 March 2007 |