SFC Licences of JAMES Craig Kendell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Expedition Advisors Limited | RO | 9 | 17 April 2012 | 19 August 2013 |
| AM Investment Partners HK, Limited | RO | 9 | 10 September 2008 | 21 March 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 October 2005 | 07 February 2008 |